Andrew Rodman concentrates his practice on mergers and acquisitions, public offerings of securities and advising clients on corporate and securities law issues, including the review and preparation of periodic reports and proxy materials for filing with the SEC.  In addition, Mr. Rodman has worked on behalf of a major brokerage house and a bank in investigating and responding to customer complaints including claims of unsuitable investments and churning, and another major brokerage house in preparing written policies and procedures and responding to regulatory inquiries.  Prior to attending law school, Mr. Rodman worked for Lehman Brothers, Inc. and Evergreen Mutual Funds.

Representative Experience

• Represented private sellers in the sale of all of the shares of an insurance company to a private equity fund for $90 million paid in cash, equity of the acquiring entity and subordinated notes;
• Represented an Australian Stock Exchange issuer in its Canadian $40 million asset acquisition of a division of a Canadian corporation with operations in Canada, the United States and Mexico;
• Represented a NASDAQ issuer in its sale to an NYSE issuer for $850 million, through a tender offer followed by a short-form merger;
• Represented an Australian Stock Exchange issuer in its $45 million acquisition of a private company through a merger;
• Represented  a NASDAQ issuer in a sale to a private equity fund for $56 million through a merger;
• Represented a Pink Sheet quoted issuer in its $19 million acquisition of a private company with operations in the United States, France and the U.K. through a merger; and
• Represented an NYSE issuer in a $150 million offering of a class of preferred stock and the redemption of $128 million of a previously outstanding class of preferred stock using a portion of the proceeds from the offering.