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Date	Title	Services/Authors
May 19, 2011	First-of-its-kind SEC Deferred Prosecution Agreement May Mark a New Era of FCPA Enforcement	Global Anti-Corruption/Foreign Corrupt Practices Act Team Securities Litigation and Enforcement White Collar Defense and Investigations Joshua A. James
December 13, 2011	SEC and FINRA Issue Guidance on Broker Dealer Branch Inspections	White Collar Defense and Investigations Securities Litigation and Enforcement Jeffrey A. Ziesman
August 4, 2011	SEC Proxy Access Rule Vacated by Federal Court	Corporate Finance and Securities Securities Litigation and Enforcement Rodney F. Page Philip D. Bartz
June 16, 2011	Supreme Court Draws Bright Line Barring Securities Fraud Claims Against Advisers To Companies Who Do Not “Make” Statements At Issue	Securities Litigation and Enforcement New York Atlanta
June 9, 2011	Supreme Court Rejects Applying Stringent Loss Causation Requirement To Obtain Class Certification In Securities Fraud Class Actions	Class and Derivative Actions Securities Litigation and Enforcement St. Louis New York Atlanta Phoenix
June 22, 2011	The Implications for FCPA Enforcement of the SEC’s New Whistleblower Rules	Global Anti-Corruption/Foreign Corrupt Practices Act Team Securities Litigation and Enforcement International Trade Mark A. Srere
September 20, 2011	U.S. House Panel Hears Divergent Opinions on SRO Oversight of Investment Advisers	White Collar Defense and Investigations Securities Litigation and Enforcement Jeffrey A. Ziesman

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